Securities Regulation Track Requirements

This page is only applicable to the classes of 2019 and prior.

  • Three or four foundation courses in the second year (preferably in the first semester).
  • One Group A course (Law 236, Securities Regulation).
  • Three Group B courses.
  • One transactional skills course (preferably in the third year). A second transactional skills course may be counted as a Group B course.

Please Note: Course offerings may vary from year to year.

Group A Course (required)
Course # Course Name
236 Securities Regulation

  • [1] A second Transactional Skills course may be counted as a Group B course.
    [2] Law 343. Complex Finance Transactions is both a Group B course and a Transactional Skills course, but for a particular student it can count as either a Group B course or a Transactional Skills course, but not both.
    [3] Law 744. Merger and Acquisition Transactions is both a Group B course and a Transactional Skills course, but for a particular student it can count as either a Group B course or a Transactional Skills course, but not both.