Alexander Dill will teach Financial Institution Compliance at UCLA School of Law. He is currently Lecturer, University of Chicago, where he teaches financial regulation, compliance, and risk management in the Financial Mathematics program. He was previously Senior Research Fellow at Chicago-Kent College of Law, where he authored the blog, Compliance Today: A Blog on Financial Institution Compliance, and adjunct professor in the Finance Department of DePaul University’s Driehaus College of Business, where he taught money and banking.
He worked in the finance industry since 1986, leaving it in 2015 to begin a career in academia. He spent most of his career in finance at Moody’s Investors Service. Most recently at Moody’s, he was Head of Global Covenant Research, which publishes reports on legal protections in leveraged finance transactions. He was Senior Credit Officer in Moody’s Structured Finance Group, where he rated a wide variety of traditional and esoteric asset classes and bank-supported liquidity structures, and Global Ratings Compliance Officer for Structured Finance. Prior to Moody’s, he was a Branch Chief in Trading Practices at the U.S. Securities and Exchange Commission in Washington, D.C. He began his law career in New York, specializing in secured lending, bankruptcy issues, and bank regulatory matters.
His publications have appeared in Legal and History Review, Columbia Business Law Review, and Emory Law Journal. His book Bank Regulation, Risk Management, and Compliance: Theory, Key Issues, and Problem Areas (Routledge) is scheduled for publication in late 2019. His other book-in-progress is Anti-Money Laundering Regulation and Compliance: Key Issues and Problem Areas (Edward Elgar, forthcoming 2020).
He received his A.B. magna cum laude from Harvard University, his M.A. from Columbia University, and his J.D. from Emory University School of Law, where he was Executive Articles Editor of the Emory Law Journal.